Former SEC Chair Gary Gensler oversaw 93% of the 56 SEC enforcement actions brought during the 12 months ended Sept. 30, a ...
Charles Schwab's compliance expert says firms are still adapting to the change of leadership at the SEC and the impact of the ...
The US Securities and Exchange Commission (SEC) chairman, Paul Atkins, has cleared the air on what has been the industry’s ...
The Securities and Exchange Commission’s enforcement activity against public companies plunged in fiscal 2025, according to a new analysis, which shows the agency’s pace slowed dramatically after the ...
The U.S. Securities and Exchange Commission under former Chair Gary Gensler took 52 enforcement actions between Oct. 1, 2024, ...
Many items on the commission’s examination agenda for 2026, such as advisors’ fiduciary duty and AI, are familiar, but ...
Former Securities and Exchange Commission (SEC) Chairman Gary Gensler wiped his government cellphone of official text messages even as he oversaw a wide-reaching, years-long probe into Wall Street for ...
The Managed Funds Association has called on the Securities and Exchange Commission (SEC) to reform or withdraw several regulations implemented during former Chair Gary Gensler‘s tenure, signaling a ...
Outgoing SEC Chair Gary Gensler on Wednesday warned of the highly speculative nature of the cryptocurrency market, saying the vast majority of the 10,000-15,000 existing crypto projects “will not ...